Sheri Mushel
President
Sheri Mushel has been a key player in growing and operating successful businesses since 1989. Sheri’s educational background includes a degree in business administration, industrial relations and economics. She is also a registered notary.
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Amy Coulter
Vice President of Operations
Amy Coulter joined RIA Registrar in January 2011 with a background in the legal field as a legal secretary and administrative assistant. She is a graduate of Hamline University where she received a Bachelor of Arts in Business Administration.
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Heather Simmons
Vice President of Registration and Director of Compliance
Heather has extensive experience with all facets of compliance. Heather holds the series 6, 7, 24 and 63 FINRA registrations and is a graduate of the College of St. Catherine in St. Paul, Minnesota. She holds a degree in elementary education.
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Debbie Bluhm
Director of Compliance
Debbie Bluhm has worked in the securities industry since 1994. Debbie holds the series 7, 24, 63, and 65 FINRA registrations, is licensed in the State of Minnesota for life, health, and variable insurance and annuity contracts, and has a degree in psychology from the University of Minnesota.
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Mike Farrington
Director of Compliance
Mike Farrington is returning to RIA Registrar, LLC after a brief stint with Gradient Securities, LLC. Mike has been in the securities industry since 2000 and holds the Series 7, 66, 24 and 53 FINRA registrations.
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Katie Grage
Director of Compliance
Katie is a graduate of St. Cloud State University where she received a Bachelor of Arts degree in Film Studies. She enjoys spending her free time outdoors, with her pets, reading, and making crafts.
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Kayla Gow
Registration and Compliance Associate
Kayla joined RIA Registrar in April 2019. She has had several roles within the financial industry, starting as a bank teller. Kayla holds her series 6 and 63 FINRA registrations and an associate’s degree in business marketing and management.
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Tony Olson
Registration and Compliance Associate
Tony has held several roles within the human resource, technology, and training sides of the financial industry at Gradient Financial Group. He also has experience in the public sector ensuring compliance of gov’t funded programs. Tony joined RIA Registrar in December 2020 taking on registrations and terminations for investment advisor representatives, administrative tasks, and various other projects.
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Ashley Cincotta
Registration and Compliance Associate
Ashley Cincotta joined RIA Registrar in October of 2021 as a Registration Associate with 15+ years’ experience in several different areas of business. Her past experiences includes roles in customer service, payroll, management, and training of staff. Ashley enjoys assisting clients and getting to know their needs.
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David Mushel
Registration and Compliance Associate
David Mushel joined RIA Registrar as a Registration & Compliance Associate, bringing a fresh perspective and a strong academic foundation to the team. A graduate of the University of St. Thomas, David earned his degree in Finance in an impressive 3.5 years, demonstrating his commitment and drive to excel.
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Rob Sipe CFS, LUTCF
Sr. Vice President of Marketing
Rob Sipe started his career in the financial services industry in 1987 after finishing his studies at the University of Minnesota where he majored in economics. He has received many financial industry awards, and has earned financial industry designations, including his Certified Fund Specialist (CFS) designation from the Institute of Business and Finance.
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Mike Jechorek
Vice President of Marketing
Mike has been in sales and marketing for over 25 years and holds his associate degree and his Series 65. Mike has received national recognition for sales volume and boasts his extensive experience in independent sales and management to help advisors transition to independence.
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