Sheri Mushel
President
Sheri Mushel is a seasoned leader with over three decades of experience in building and managing successful businesses. Since 1989, she has held a variety of executive roles, including President, Chief Financial Officer, Director of Finance and Operations, Human Resources Manager, and Sales Manager. Her extensive experience spans business startups, bookkeeping, personnel management, and overall operational oversight, making her a trusted authority in business growth and compliance.
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Amy Coulter
Vice President of Operations
Amy Coulter serves as the Vice President of Operations at RIA Registrar, a role she has excelled in since joining the company in January 2011. With a robust background in both the legal and retail sectors, Amy brings a diverse skill set and a wealth of experience to her leadership position.
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Heather Simmons
Vice President of Registration and Director of Compliance
Heather Simmons has been a vital part of RIA Registrar since joining the firm in January 2014. With a distinguished career in the securities industry that began in 1998, Heather combines extensive experience with a passion for fostering compliance excellence in the ever-evolving financial services landscape.
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Debbie Bluhm
Director of Compliance
Debbie Bluhm has been a cornerstone of RIA Registrar since joining the firm in September 2015. With an impressive career in the securities industry spanning over three decades, Debbie brings a wealth of experience and experience to her role.
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Mike Farrington
Director of Compliance
Mike Farrington brings extensive experience and a deep commitment to compliance in his role as Director of Compliance at RIA Registrar, LLC. After a brief tenure with Gradient Securities, LLC, Mike has returned to RIA Registrar, equipped with over two decades of experience in the securities industry since beginning his career in 2000.
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Katie Grage
Director of Compliance
Katie Grage serves as the Director of Compliance at RIA Registrar, bringing more than 20 years of experience in the financial services industry to her role. She joined RIA Registrar in January 2020, leveraging her extensive background in compliance and regulatory oversight to ensure the firm’s operations adhere to the highest standards.
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Connor Hayden
Director of Marketing
Connor Hayden serves as Director of Marketing at RIA Registrar, where he specializes in recruiting and supporting individuals interested in forming their own independent RIA firms. He is passionate about helping advisors transition to independence and navigate the complexities of starting and growing their own practices.
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Kayla Gow
Registration and Compliance Associate
Kayla Gow joined RIA Registrar in April 2019, bringing with her a diverse background in the financial industry. Her career began in retail banking, where she started as a bank teller. From there, she transitioned into consulting for 401(k) plan participants, providing guidance on plan rules and distribution options. This experience allowed Kayla to develop strong communication skills and a deep understanding of retirement planning.
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Anthony "Tony" Olson
Registration and Compliance Associate
Tony Olson joined RIA Registrar in December 2020, bringing a unique blend of experience from the human resources, technology, and training sectors of the financial industry. Before joining RIA Registrar, Tony worked at Gradient Financial Group, where he held several roles that allowed him to gain experience in various operational areas. Additionally, Tony’s background includes valuable experience in the public sector, ensuring compliance for government-funded programs, further expanding his knowledge of regulatory requirements and compliance standards.
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Ashley Cincotta
Registration and Compliance Associate
Ashley Cincotta became part of the RIA Registrar team in October 2021, stepping into the role of Registration Associate. With over 15 years of diverse experience across multiple business areas, Ashley brings a wealth of knowledge to her position. Her career has spanned roles in customer service, payroll, management, and staff training, equipping her with a broad skill set to handle a variety of operational responsibilities.
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David Mushel
Registration and Compliance Associate
David Mushel joined RIA Registrar as a Registration & Compliance Associate, bringing a fresh perspective and a strong academic foundation to the team. A graduate of the University of St. Thomas, David earned his degree in Finance in an impressive 3.5 years, demonstrating his commitment and drive to excel.
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Rob Sipe CFS, LUTCF
Sr. Vice President of Marketing
Rob Sipe has been a distinguished leader in the financial services industry since 1987. A graduate of the University of Minnesota with a major in Multi-Disciplinary Studies, with a Minor in Cultural Studies. Rob’s career began as a Registered Representative with Prudential Financial, where he specialized in estate, business, and personal financial planning. During his nine years in this role, he built a solid foundation in comprehensive financial strategies, helping clients navigate complex financial decisions.
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Mike Jechorek
Vice President of Marketing
Mike has been in sales and marketing for over 25 years and holds his associate degree and his Series 65. Mike has received national recognition for sales volume and boasts his extensive experience in independent sales and management to help advisors transition to independence.
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