Katie Grage

Director of Compliance

Katie Grage joined RIA Registrar in January of 2020. She started in the financial services industry in 2003. She spent 12 years at Cetera Investment Services in St. Cloud, MN as a Principal Review Analyst and Direct Alternative Investments Analyst. As a firm principal she gained a variety of compliance knowledge in areas including audits, product suitability review, correspondence and advertising, advisory services, and exception reporting. She then held roles as a Surveillance Analyst at Thrivent Financial and a Compliance Analyst for Gradient Advisors. Katie currently holds a series 65 FINRA registration.

Katie is a graduate of St. Cloud State University where she received a Bachelor of Arts degree in Film Studies. She enjoys spending her free time outdoors, with her pets, reading, and making crafts.

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