Debbie Bluhm

Director of Compliance

Debbie joined RIA Registrar in September 2015, having worked in the securities industry since 1994. She started her career in the back office of American Express Financial Advisors then transitioned to a field office where she held many roles including administrative assistant, para-planner, associate financial advisor and registered representative. Before coming to RIA Registrar Debbie spent the previous eight years in the back office of an independent broker-dealer managing their corporate RIA, supervising, supporting and training representatives in the field, as well as, maintaining the firm’s ERISA compliance.

Debbie holds the series 7, 24, 63, and 65 FINRA registrations, is licensed in the State of Minnesota for life, health, and variable insurance and annuity contracts, and has a degree in psychology from the University of Minnesota.

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