Debbie Bluhm

Debbie Bluhm has been a cornerstone of RIA Registrar since joining the firm in September 2015. With an impressive career in the securities industry spanning over three decades, Debbie brings a wealth of experience and experience to her role. She began her journey in 1994 at American Express Financial Advisors, where she honed her skills in a variety of positions, from back-office operations to client-facing roles as a para-planner, associate financial advisor, investment advisor representative and registered representative. Prior to joining RIA Registrar, Debbie dedicated eight years to managing the corporate RIA operations of an independent broker-dealer. There, she excelled in supervising, training, and supporting field representatives while ensuring rigorous compliance with ERISA regulations. Debbie's credentials include FINRA Series 7, 24, 63, and 65 registrations, along with licenses in life, health, and variable insurance and annuities in the State of Minnesota. She also holds a degree in psychology from the University of Minnesota, further enhancing her understanding of the human aspects of compliance and client relationships. With her comprehensive knowledge and commitment to excellence, Debbie continues to drive compliance standards at RIA Registrar, ensuring the firm remains a trusted leader in the industry.