A powerful, user-friendly application that helps financial services professionals present
thorough rollover recommendations that are in their clients' best interests and that are easily analyzed,
documented and fully disclosed.
“Singular workflow for rollover recommendations”
Quickly compare your recommendation against your client's current situation for a deeper understanding of
costs, services and compatibility.
Make fee assessments easier than ever by entering a client's information into a simplified
expense look-up tool.
Seamlessly move from best interest rollover recommendation to disclosure and recordkeeping.
Real info, powerful data, all in one simple, comprehensive app
Clearly present relevant data so financial services professionals, compliance teams and clients can
assess services, client fit and expenses
Automatic compliance language that highlights why the financial services professional's recommendation
should be adhered to
Integrated plan cost information with immediate access to Form 5500
Easily move from best interest rollover recommendations to disclosures with one click of a button
Electronic document recommendations and record maintenance
Records are stored in strict compliance with regulations
Rollovers are expected to increase in the coming years, meaning there is a clear market for technology
that makes that process as simple as possible for you and your clients
Eliminate manual processes that eat up time and that are unnecessarily challenging for compliance
employees and RIAs to review
Quickly locate employer-sponsored plans in the Form 5500 database
A tool built specifically for compliance professionals
Rollover Software is a solution for state and SEC registered RIAs
Rollover Software is a valuable standalone solution that thoroughly meets compliance and oversight needs
Speak with an RIA registration expert.
Seamlessly move from best interest rollover recommendation to disclosure and recordkeeping.