Sarah Banken

Registration and Compliance Associate

Sarah Banken joined RIA Registrar in April of 2019, having been in the securities industry since 2010. She started her career at a large insurance company in Des Moines, then transitioned to working in field offices with both registered representatives and investment advisor representatives. Working in smaller offices allowed her to wear many hats, including administrative assistant, para-planner, marketer, event planner, and securities department supervisor.

Sarah holds the series 6, 7, and 63 FINRA registrations and has a degree in information systems from Drake University.

Meet our other professionals.