Lyndsey Guthrey

Director of Compliance

Lyndsey was born in California but grew up in Minnesota. As an undergrad, Lyndsey majored in Legal Studies with an emphasis in Business and Economics. Lyndsey became an attorney through William Mitchell College of Law and still maintains her license to better serve her clients. She began to explore and love finance at US Bancorp Investments where she was a regulatory implementation specialist. Eventually she accepted a role at the Minnesota Department of Commerce as an Intermediate Examiner; executing examinations and providing legal and regulatory assistance to all MN-Based Investment Advisors and Broker Dealers, their respective representatives and agents. Lyndsey does her best not to use her regulator voice.

Lyndsey resides in Shoreview, MN. She plays golf, kickboxes, paddleboards and loves to travel. Lyndsey has two very fat cats that play fetch.

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